Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Eric Holstein | 1725281 | 2 | 04/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 04/07/2012 | Customer Dispute | Settled | $219,000.00 | $0.00 | See FINRA Report |
| John Russell Holland | 2538118 | 5 | 03/21/2012 | Customer Dispute | Settled | $248,000.00 | $0.00 | See FINRA Report |
| Paul Raymond Morehouse | 5831813 | 1 | 02/07/2012 | Customer Dispute | Settled | $206,777.00 | $0.00 | See FINRA Report |
| James Russell McKay | 1170810 | 1 | 01/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Jay Nelson | 2282250 | 1 | 01/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John F David | 4829912 | 1 | 01/17/2012 | Customer Dispute | Settled | $583,337.00 | $0.00 | See FINRA Report |
| James Dimitrios Sitaras | 2007616 | 4 | 01/09/2012 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 12/28/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Lee Freeman | 1379227 | 2 | 11/04/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |