Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Jeffrey | 1052111 | 7 | 02/14/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelly John Nelson | 2658671 | 4 | 12/03/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kelly John Nelson | 2658671 | 4 | 10/24/2012 | Customer Dispute | Settled | $332,000.00 | $0.00 | See FINRA Report |
| Lynn Anne Gillen | 4371383 | 1 | 08/29/2012 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| Kelly John Nelson | 2658671 | 4 | 08/14/2012 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Patricia Lynn Gartland | 4079347 | 1 | 08/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Burns | 1375157 | 2 | 07/17/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 06/05/2012 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Zacharias | 3043115 | 4 | 05/29/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John Carl Zechman | 2574274 | 1 | 04/29/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |