Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Mark Marantz | 1082207 | 2 | 09/20/2013 | Customer Dispute | Settled | $59,191.60 | $0.00 | See FINRA Report |
| Robert Karl Baugh | 2605497 | 1 | 09/19/2013 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Burns | 1375157 | 2 | 07/22/2013 | Customer Dispute | Settled | $28,024.30 | $0.00 | See FINRA Report |
| Jeremy Daniel Rawlins | 2997341 | 3 | 07/15/2013 | Customer Dispute | Settled | $196,250.00 | $0.00 | See FINRA Report |
| Alison Marie Janke | 4409155 | 4 | 07/02/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donato Guiseppi Lupacchino | 1183782 | 3 | 06/24/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Keith Music | 2270357 | 6 | 05/10/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Craig William Mardi | 1358480 | 1 | 03/22/2013 | Customer Dispute | Settled | $7,893.54 | $0.00 | See FINRA Report |
| Kenneth Lee Cauwels | 1792301 | 6 | 03/14/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Dominic Edward Marsico | 837526 | 2 | 03/01/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |