Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean Nolan Bertsch | 2331961 | 2 | 06/18/2014 | Customer Dispute | Settled | $22,615.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 05/13/2014 | Customer Dispute | Settled | $978,000.00 | $0.00 | See FINRA Report |
| Joel David Malick | 4247438 | 2 | 04/15/2014 | Customer Dispute | Settled | $720,000.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 11 | 03/27/2014 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Christopher M Burgos | 4132272 | 2 | 02/18/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Frank James Parker | 356563 | 4 | 01/20/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 01/15/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 12/17/2013 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| David J Strutzel | 2066492 | 1 | 11/07/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Matthew David Strutzel | 4732608 | 2 | 11/07/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |