Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Robert Gonzalez | 1266143 | 5 | 02/02/2015 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Vincent Charles Commoreto | 3275905 | 3 | 02/02/2015 | Customer Dispute | Settled | $30,471.40 | $0.00 | See FINRA Report |
| Jayson Call Walker | 1663961 | 5 | 12/10/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ernest Anthony Cozzi | 1173200 | 5 | 12/09/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 10/17/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Anthony Lopopolo | 3054422 | 3 | 10/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 10/15/2014 | Customer Dispute | Settled | $40,330.00 | $0.00 | See FINRA Report |
| Kevin James Larson | 3067781 | 2 | 10/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 08/19/2014 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Joel Davis Kamphuis | 1730775 | 5 | 06/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |