Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Scott Lincoln | 1803278 | 2 | 01/18/2017 | Customer Dispute | Settled | $3,866,690.00 | $0.00 | See FINRA Report |
Dominic I Myers | 5107939 | 1 | 01/18/2017 | Customer Dispute | Settled | $3,866,690.00 | $0.00 | See FINRA Report |
James Patrick McCloskey | 2844851 | 2 | 11/29/2016 | Customer Dispute | Settled | $397,237.00 | $0.00 | See FINRA Report |
Gary Lee Lamusga | 1160789 | 1 | 10/14/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Lesley Huberman Sommers | 1043841 | 3 | 09/23/2016 | Customer Dispute | Settled | $21,209.00 | $0.00 | See FINRA Report |
Richard James Staszak | 4305139 | 1 | 09/20/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Michael Patrick Braddy | 3144028 | 1 | 08/30/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Lawrence Richard Fiorini | 1988099 | 1 | 07/22/2016 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
Holly Anne Kylen | 2338877 | 2 | 07/21/2016 | Customer Dispute | Settled | $6,777.17 | $0.00 | See FINRA Report |
Kevin James Larson | 3067781 | 2 | 05/16/2016 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |