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FINRA Broker Disclosures for Cetera Advisor Networks LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 507 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Scott Lincoln1803278201/18/2017Customer DisputeSettled$3,866,690.00$0.00See FINRA Report
Dominic I Myers5107939101/18/2017Customer DisputeSettled$3,866,690.00$0.00See FINRA Report
James Patrick McCloskey2844851211/29/2016Customer DisputeSettled$397,237.00$0.00See FINRA Report
Gary Lee Lamusga1160789110/14/2016Customer DisputeSettled$5,000.00$0.00See FINRA Report
Lesley Huberman Sommers1043841309/23/2016Customer DisputeSettled$21,209.00$0.00See FINRA Report
Richard James Staszak4305139109/20/2016Customer DisputeSettled$250,000.00$0.00See FINRA Report
Michael Patrick Braddy3144028108/30/2016Customer DisputeSettled$500,000.00$0.00See FINRA Report
Lawrence Richard Fiorini1988099107/22/2016Customer DisputeSettled$95,000.00$0.00See FINRA Report
Holly Anne Kylen2338877207/21/2016Customer DisputeSettled$6,777.17$0.00See FINRA Report
Kevin James Larson3067781205/16/2016Customer DisputeSettled$315,000.00$0.00See FINRA Report

507 Results

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