Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Ann Vaughn | 5783498 | 1 | 08/02/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Todd Hogan | 1901482 | 4 | 07/07/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Sotero M Morales Perez | 5441448 | 5 | 06/29/2017 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 06/21/2017 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 06/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 11 | 05/30/2017 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 03/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 03/29/2017 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Klein | 1385618 | 1 | 03/09/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Terrance Lee Sonnenfeld | 2216263 | 1 | 02/16/2017 | Customer Dispute | Settled | $123,500.00 | $0.00 | See FINRA Report |