Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kory Lee Sweatfield | 2348578 | 2 | 07/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 04/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 01/24/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Patrick Pickford | 7087616 | 3 | 12/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan James Marr | 5646789 | 1 | 07/06/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Warren Rayhons | 4034120 | 1 | 03/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Kluemke | 1899787 | 2 | 07/31/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Peter Novella | 2101248 | 1 | 05/12/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Robert Pressman | 3207375 | 1 | 07/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Hugh Armstrong | 4374336 | 1 | 05/22/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |