Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Stephen Scott | 1019176 | 2 | 11/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Kiesel | 2193004 | 1 | 04/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Sean Phillips | 6065455 | 1 | 01/27/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Diulus | 1164297 | 3 | 12/09/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Jeffrey McAtee | 1849847 | 1 | 10/20/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Andrew Kammerer | 4275876 | 2 | 07/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Diulus | 1164297 | 3 | 07/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lopopolo | 3054422 | 3 | 05/21/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 08/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth David Silverman | 2226600 | 2 | 08/05/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |