Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Hearns | 241117 | 3 | 07/01/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Richard Carpel | 41215 | 1 | 02/27/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Davis Kamphuis | 1730775 | 5 | 08/02/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Norman Zirbel | 1031111 | 4 | 01/06/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Hearns | 241117 | 3 | 08/04/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 05/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Kiewiet | 269211 | 3 | 12/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |