Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fredrick Thomas Wollman | 719555 | 5 | 04/13/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Tarantino | 1268379 | 7 | 05/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hardin Shoemaker | 422451 | 2 | 04/03/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Young | 1111994 | 3 | 12/27/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Jeffrey Reis | 1172517 | 1 | 12/08/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 12/30/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerrell Wayne Leathers | 1237126 | 3 | 12/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerrell Wayne Leathers | 1237126 | 3 | 11/24/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerrell Wayne Leathers | 1237126 | 3 | 04/13/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 05/28/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |