Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Paul Caruso | 1302619 | 1 | 07/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donato Guiseppi Lupacchino | 1183782 | 3 | 06/26/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 05/29/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 05/31/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Louis Rupnick | 1362040 | 2 | 05/23/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 04/22/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 02/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 01/16/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ward David Goldberg | 1325743 | 3 | 01/03/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 09/13/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |