Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Allan Williky | 1623333 | 3 | 10/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Doty-Mitchell | 1083322 | 1 | 10/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Rogers Cobb | 2684656 | 2 | 03/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Dennis Eckert | 1771909 | 3 | 07/29/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Keith Vanhouten | 1833025 | 5 | 04/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 11/24/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Harris | 1733557 | 2 | 11/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Baumgartner | 15181 | 2 | 05/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Scott Schliefer | 1141378 | 1 | 05/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 12/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |