Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Christine Franklin | 6518573 | 4 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 02/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 01/04/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Paul David Barnum | 7420159 | 4 | 12/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul David Barnum | 7420159 | 4 | 12/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 11/27/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Richard Robert McCloskey | 325602 | 1 | 11/27/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Freeman | 1379227 | 2 | 11/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 10/25/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |