Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Nicole Batista | 4459369 | 3 | 02/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander M Beiting | 5275209 | 1 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colin William Saunby | 6014206 | 3 | 10/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Amine | 5966359 | 9 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Gerardi | 2379744 | 3 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary G Walters | 5829425 | 1 | 09/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paula Anderson Harris | 4087365 | 4 | 08/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Billy Jerome Jordan | 6421275 | 1 | 08/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Aaron Goldstein | 2407371 | 1 | 07/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Eric Magee | 1193738 | 33 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |