Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Stephan | 6583855 | 1 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lakisha Marie Picott | 4250141 | 1 | 07/08/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Henley | 7441372 | 2 | 07/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Amine | 5966359 | 9 | 06/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Coley | 6086556 | 2 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Amine | 5966359 | 9 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Amine | 5966359 | 9 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Richardson Cockrell | 4355426 | 4 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Amine | 5966359 | 9 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Amine | 5966359 | 9 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |