Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Mathias | 1349406 | 21 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Semryck Mathias | 1349359 | 2 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Mathew Rice | 7273634 | 2 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carissa Daughtry | 5726849 | 1 | 01/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seongbae Kim | 5985038 | 1 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Jeffrey Sims | 2259143 | 10 | 09/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Philip Buzzanca | 1581639 | 4 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Stephen Vita | 455078 | 1 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edmundo Cereceres Alvarado | 6467279 | 1 | 08/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Coley | 6086556 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |