Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jill Kaufman | 1837595 | 7 | 10/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Dillon Rivers | 7753162 | 1 | 09/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory S Carroll | 6357759 | 3 | 08/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Barnum | 7420159 | 4 | 08/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory S Carroll | 6357759 | 3 | 05/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 02/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Sirek | 5659487 | 2 | 01/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |