Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar Alonzo Romero | 7230835 | 1 | 05/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Yarkin | 1259931 | 3 | 12/23/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Chaffin Lewis | 5682363 | 1 | 10/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel David Moss | 718792 | 10 | 07/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George P Lares | 1072379 | 4 | 05/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Nathan Henderson | 5059023 | 1 | 05/06/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Jeffrey Meltzer | 4487950 | 1 | 03/10/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Henry Cory | 1249947 | 2 | 05/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anne Summers | 2591409 | 1 | 12/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Hughes | 1752620 | 2 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |