Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Brent Probst | 7415053 | 1 | 09/21/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar Javier Jimenez Mora | 7231846 | 1 | 02/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Ercoline | 6918640 | 1 | 01/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Mogen Olson | 5142242 | 1 | 04/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Clement Feiler | 6358626 | 1 | 03/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony P Damico | 7339496 | 1 | 12/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Winston Wook Chung | 2469195 | 2 | 11/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph John Fisher | 7062067 | 1 | 07/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Martin | 7128420 | 1 | 07/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Andrew Gauthier | 6764929 | 1 | 05/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |