Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Eugene Lane | 1955097 | 2 | 03/12/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Brian Schaum | 1099016 | 5 | 11/28/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Lefton | 2578470 | 2 | 06/08/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Kiewiet | 269211 | 3 | 01/12/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 11/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fariba Lohrasbi Sutryn | 1957090 | 1 | 06/05/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Lefton | 2578470 | 2 | 07/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Ehler | 2286233 | 2 | 06/18/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Joseph McPhail | 1155417 | 1 | 06/12/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Ehler | 2286233 | 2 | 06/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |