Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jill Kaufman | 1837595 | 7 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Horsman | 7774135 | 1 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Carter | 3168801 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Raymond Long | 2409420 | 1 | 07/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Edward Hunter | 2038113 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Peter Lux | 2482506 | 2 | 06/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sugey E Horsch | 5444950 | 1 | 05/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yolanda Copeland | 2974052 | 2 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Rene Hutchins | 4823546 | 1 | 05/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |