Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronda L Pope | 4564751 | 1 | 05/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsey Hall | 5625944 | 1 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 04/08/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven James Mayo | 2899829 | 2 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shirley Bachman | 6229306 | 1 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Semryck Mathias | 1349359 | 2 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Mathew Rice | 7273634 | 2 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 01/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |