Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Christine Franklin | 6518573 | 4 | 02/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Philip Buzzanca | 1581639 | 4 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Philip Buzzanca | 1581639 | 4 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Marla Schachne | 1205554 | 1 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Seymour | 2002154 | 3 | 10/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 08/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Richardson Cockrell | 4355426 | 4 | 08/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colin William Saunby | 6014206 | 3 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Mathew Rice | 7273634 | 2 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |