Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laith Amer Al Tikriti | 2277529 | 5 | 06/16/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Tarantino | 1268379 | 7 | 03/12/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Cauwels | 1792301 | 6 | 10/28/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 10/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Laurence Rosenthal | 1839398 | 2 | 10/03/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Keith Vanhouten | 1833025 | 5 | 08/19/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Keith Vanhouten | 1833025 | 5 | 07/11/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 03/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allan Williky | 1623333 | 3 | 10/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Doty-Mitchell | 1083322 | 1 | 10/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |