Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gloria Rosen | 1002947 | 5 | 04/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Arthur Kay | 1041754 | 1 | 01/11/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Robert Gonzalez | 1266143 | 5 | 11/16/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Ingram | 1534740 | 2 | 09/30/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Douglas Huttick | 1881352 | 1 | 08/15/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Frank Cardiel | 1540669 | 3 | 08/21/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Clinton Evenson | 2921643 | 2 | 01/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Davis Peterson | 1289733 | 4 | 08/02/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivanhoe Vincent Ffriend | 1013083 | 4 | 04/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Frederick Schliesser | 1439219 | 1 | 03/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |