Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Tarantino | 1268379 | 7 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 01/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Gregory Keller | 1708243 | 5 | 11/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Cordova | 3043875 | 2 | 10/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Tarantino | 1268379 | 7 | 09/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Hall Leist | 1220798 | 3 | 06/13/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Dean Murphy | 1112908 | 1 | 06/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tracee J Sapp | 4586525 | 1 | 05/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Folino | 1371813 | 4 | 04/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Tarantino | 1268379 | 7 | 04/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |