Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Austin Sirvis | 4970459 | 1 | 10/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Willard Johnson | 1807015 | 2 | 07/24/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Marvin Schick | 2176924 | 2 | 08/22/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George P Lares | 1072379 | 4 | 07/28/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Joseph Delgaudio | 2407318 | 1 | 03/01/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Hall Leist | 1220798 | 3 | 01/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Hilda Kiley | 3144976 | 1 | 12/09/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Hamlet | 1679675 | 1 | 10/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Adrian Huck | 1363941 | 2 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |