Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alan Issel | 1350223 | 3 | 01/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Bones | 2767425 | 3 | 12/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alison Marie Janke | 4409155 | 4 | 11/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly John Nelson | 2658671 | 4 | 10/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trevor Wayne Harrelson | 3251143 | 1 | 08/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alison Marie Janke | 4409155 | 4 | 04/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Friess Ebert | 4700450 | 2 | 02/16/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Friess Ebert | 4700450 | 2 | 09/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kory Lee Sweatfield | 2348578 | 2 | 07/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 04/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |