Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Whiteman Reed | 3240982 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford Franklin Shnier | 6406109 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen P Domiano | 4360504 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Brian Schaum | 1099016 | 5 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |