Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Charles Young | 1111994 | 3 | 12/05/2014 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Dennison | 5701934 | 1 | 11/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Stephen Kostukovich | 4000752 | 1 | 11/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |