Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Russell Story | 2002474 | 7 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alta Edith Boan | 1432753 | 6 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Christopher Kane | 1517293 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Jeremy Hallberg | 6111972 | 3 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawna Marie Goodly | 4417513 | 1 | 03/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Ernest Simpson | 5761051 | 1 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alta Edith Boan | 1432753 | 6 | 03/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Sean Phillips | 6065455 | 1 | 01/27/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Johnson | 4391245 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |