Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Hoehner | 5101107 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Alberto Mena | 5400535 | 3 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fredrick Charles Venturoni | 2030145 | 5 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Walsh | 6224006 | 2 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Walsh | 6224006 | 2 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Murray Willoughby | 4607112 | 2 | 06/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Christopher McQueen | 5775378 | 4 | 05/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Kent | 1105799 | 2 | 05/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laith Amer Al Tikriti | 2277529 | 5 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Kiesel | 2193004 | 1 | 04/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |