Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert A Smith | 2833957 | 4 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher B Smith | 4199159 | 5 | 02/29/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Dean Lewis | 4201957 | 1 | 02/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Hoehner | 5101107 | 2 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond H Bovich | 1501542 | 8 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Jeremy Hallberg | 6111972 | 3 | 12/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Thomas Przyuski | 6864548 | 1 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stephen Scott | 1019176 | 2 | 11/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |