Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher Assad | 4651897 | 5 | 07/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Vali | 6139848 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Patrick Pickford | 7087616 | 3 | 07/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Christopher McQueen | 5775378 | 4 | 05/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryon Blake Parham | 6705577 | 1 | 05/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Daly | 3083890 | 1 | 04/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kacy Lynn Walker | 6753319 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Kent | 1105799 | 2 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert A Smith | 2833957 | 4 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert A Smith | 2833957 | 4 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |