Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George W Hunter | 4741429 | 2 | 05/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 05/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kara L Pitkin | 6804702 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael P Min | 3059655 | 1 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Cain | 3028601 | 1 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Irwin | 3207895 | 2 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Mischele Guillory | 2119094 | 1 | 03/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Lee Sitzman | 6877630 | 1 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheri Deann Arthur | 5930307 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheri Deann Arthur | 5930307 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |