Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Wesley Clegg | 4358688 | 3 | 03/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay Alan Ramey | 1873526 | 4 | 11/18/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Martin Rosenberg | 1224716 | 9 | 09/26/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George P Lares | 1072379 | 4 | 06/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay Gorgone Shaffer | 2349055 | 1 | 06/10/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Steven Payton | 1752053 | 1 | 01/05/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Presciliano Ortega | 1058215 | 3 | 09/20/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Albert James Minutola | 1521357 | 4 | 06/23/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Warren Weinstein | 2587597 | 2 | 04/07/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott E Grooms | 1948212 | 1 | 11/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |