Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frances Kaimihau Wright | 2608171 | 2 | 04/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Scrivener Agee | 4072352 | 1 | 02/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guy Jude Landolfi | 1608360 | 1 | 11/03/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Stuart Falcone | 2536341 | 1 | 05/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Randall Shetromph | 1209174 | 3 | 01/14/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Petrone | 4493858 | 1 | 06/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard James Peck | 2245673 | 1 | 09/26/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven R Madeira | 2676635 | 1 | 06/02/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Randolph Nixon | 2193097 | 3 | 05/16/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gregory Gibbs | 3169220 | 5 | 05/03/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |