Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Holcomb | 5317930 | 1 | 06/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kurt Louis Hoffer | 2044343 | 12 | 05/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kurt Louis Hoffer | 2044343 | 12 | 05/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Paul Folino | 1371813 | 4 | 04/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Paul Folino | 1371813 | 4 | 04/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lee Rhodes | 2620006 | 9 | 02/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wayne W Filizetti | 5234599 | 3 | 10/06/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Matthew Chaney | 1752629 | 1 | 08/26/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Craig Ingram | 1534740 | 2 | 06/18/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jake Norman Spruiell | 3145657 | 1 | 04/27/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |