Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Russell Holland | 2538118 | 5 | 08/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Mark Yawn | 1192907 | 4 | 05/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Mark Yawn | 1192907 | 4 | 05/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Joseph Arena | 6997 | 6 | 05/08/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Lopopolo | 3054422 | 3 | 02/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Glen Zahorian | 1628835 | 4 | 11/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Glen Zahorian | 1628835 | 4 | 11/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Lisa Dellacato | 1922775 | 1 | 07/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Lewis | 4397750 | 1 | 07/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Michael Jeffrey | 1052111 | 7 | 06/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |