Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Murphy Hurtgen | 1742647 | 4 | 02/23/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Murphy Hurtgen | 1742647 | 4 | 02/23/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Jacob Avey | 1131891 | 3 | 01/15/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Craig Feldman | 1880798 | 1 | 01/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Linda Joyce Fox | 4152983 | 3 | 12/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Francis Wolfe | 2602460 | 2 | 04/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Francis Wolfe | 2602460 | 2 | 04/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynn Leroy Jackson | 2240065 | 1 | 01/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Stephen Scott | 1019176 | 2 | 01/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Russell Holland | 2538118 | 5 | 08/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |