Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yancy Dwayne Spivey | 5434377 | 1 | 10/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Urban | 2561504 | 4 | 02/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Stanley Jakiel | 5774870 | 1 | 02/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Davis | 5052382 | 1 | 02/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Bradley Spehl | 3039680 | 1 | 01/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carlos Emmanuel Salmon | 5865424 | 1 | 08/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Owens Whittaker | 1836794 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Albert James Minutola | 1521357 | 4 | 10/13/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristopher B Smith | 4199159 | 5 | 05/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Larsen | 4795464 | 1 | 04/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |