Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Charles Negro | 1280424 | 4 | 04/29/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Allen Becker | 2243437 | 3 | 04/14/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Hughes | 1752620 | 2 | 03/31/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Allan Kowal | 2339948 | 2 | 03/25/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald John Kapraun | 2015974 | 2 | 03/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Cartolano | 1673541 | 5 | 08/10/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harold Francis Puhl | 1045552 | 5 | 09/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Owen Palmer | 1404876 | 3 | 02/07/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Don Clay Hall | 823983 | 8 | 11/08/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Louis Rupnick | 1362040 | 2 | 01/05/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |