Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Whitney Story | 2656257 | 5 | 08/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Russell Story | 2002474 | 7 | 08/21/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Robert Gonzalez | 1266143 | 5 | 06/13/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott William Lay | 2631440 | 1 | 10/26/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phuc Quang Le | 1292440 | 1 | 06/12/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Raymond Vaz | 1138453 | 1 | 06/06/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Russell Story | 2002474 | 7 | 10/18/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Abe Frankenstein | 1027453 | 5 | 03/10/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel David Moss | 718792 | 10 | 01/05/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Frank Cardiel | 1540669 | 3 | 12/08/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |