Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dennis Eckert | 1771909 | 3 | 07/27/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth David Silverman | 2226600 | 2 | 06/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul David Morgis | 1086590 | 1 | 06/21/2016 | Customer Dispute | Denied | $650,000.00 | $0.00 | See FINRA Report |
| Anthony August Anzer | 2212484 | 1 | 04/02/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Phillip Dibella | 1614429 | 5 | 03/18/2016 | Customer Dispute | Denied | $50,400.00 | $0.00 | See FINRA Report |
| Andrew James Mahaven | 5429352 | 1 | 03/10/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jeremy Charles Smith | 4873325 | 1 | 01/15/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Roy Abbett | 1817336 | 1 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Abner Garland | 1073785 | 1 | 12/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Brungardt | 1357194 | 1 | 12/11/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |