Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Bowe Marmaras | 1856636 | 1 | 08/21/2017 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Eliab F Alonzo | 5098689 | 1 | 08/11/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Neil Mainard | 2455286 | 1 | 07/06/2017 | Customer Dispute | Denied | $20,101.70 | $0.00 | See FINRA Report |
| Chikako Kashino | 2738091 | 1 | 06/12/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lief Collins | 2787822 | 4 | 05/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Alan Kirkham | 1917966 | 1 | 05/10/2017 | Customer Dispute | Denied | $134,000.00 | $0.00 | See FINRA Report |
| Charles Willard Johnson | 1807015 | 2 | 03/27/2017 | Customer Dispute | Denied | $11,220.50 | $0.00 | See FINRA Report |
| Robert Joseph Zacharias | 3043115 | 4 | 03/06/2017 | Customer Dispute | Denied | $17,800.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 02/17/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Volini | 5693453 | 2 | 01/11/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |