Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominic Edward Marsico | 837526 | 2 | 09/04/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Samantha A Frasier | 4969953 | 1 | 08/14/2018 | Customer Dispute | Denied | $15,335.60 | $0.00 | See FINRA Report |
| Peter Anthony Diulus | 1164297 | 3 | 06/07/2018 | Customer Dispute | Denied | $6,464.00 | $0.00 | See FINRA Report |
| Phillip William Cruikshank | 1931752 | 1 | 03/29/2018 | Customer Dispute | Denied | $8,208.07 | $0.00 | See FINRA Report |
| Tatum Koy Schuler | 4572802 | 1 | 12/14/2017 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Steven H Degraff | 4649473 | 2 | 12/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert A Smith | 2833957 | 4 | 12/06/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 12/05/2017 | Customer Dispute | Denied | $297,300.00 | $0.00 | See FINRA Report |
| Robert Eric Magee | 1193738 | 33 | 11/03/2017 | Customer Dispute | Denied | $67,941.00 | $0.00 | See FINRA Report |
| Robert Ray Ow | 1205064 | 1 | 10/17/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |