Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Alan Ramey | 1873526 | 4 | 04/29/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Ronnie Wayne Rochelle | 2188368 | 3 | 12/19/1997 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Timothy Charles Negro | 1280424 | 4 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitch Ira Silberman | 2414904 | 2 | 09/29/1997 | Customer Dispute | Denied | $2,915.00 | $0.00 | See FINRA Report |