Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilda Joy Adams | 1873198 | 1 | 08/03/2000 | Customer Dispute | Denied | $11,177.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 04/28/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Dean Adams Packard | 1340896 | 1 | 02/22/2000 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Carl Louis Meier | 1034987 | 2 | 02/16/2000 | Customer Dispute | Denied | $11,326.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 01/18/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ken A Stark | 433882 | 1 | 11/02/1999 | Customer Dispute | Denied | $45,625.50 | $0.00 | See FINRA Report |
| David Charles Irwin | 3207895 | 2 | 10/13/1999 | Customer Dispute | Denied | $7,944.00 | $0.00 | See FINRA Report |
| F Joseph Marsh | 1173037 | 1 | 07/28/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Richard Haught | 2265510 | 2 | 10/29/1998 | Customer Dispute | Denied | $259,069.00 | $0.00 | See FINRA Report |
| Peter Carswell Starr | 2692714 | 2 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |