Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Clark Oconnor | 1263364 | 2 | 12/06/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 11/13/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| James V Cairo | 1982356 | 3 | 11/05/2001 | Customer Dispute | Denied | $54,752.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 09/28/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| George P Lares | 1072379 | 4 | 09/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 08/23/2001 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Donna Jean Young | 1208162 | 2 | 08/20/2001 | Customer Dispute | Denied | $111,167.00 | $0.00 | See FINRA Report |
| James Whitney Story | 2656257 | 5 | 04/20/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Brian Schaum | 1099016 | 5 | 02/20/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 12/26/2000 | Customer Dispute | Denied | $26,264.50 | $0.00 | See FINRA Report |